Joining AIM: A Field Guide for Applicants to AIM, a Market of the London Stock Exchange: Update – August 2015

In this Issue:

What is the Process for Admission to Trading on AIM?

Publication of either a prospectus or an admission document.

A prospectus is required where a company is offering shares to

the public under the Financial Services and Markets Act 2000 (“FSMA”), unless either the value of the shares being offered is less than 5 million EUR or the offer falls within a specific exemption. For example, a prospectus will be required for a placing where the purchasing shareholders do not fall within an exemption in the FSMA. An admission document is used where a company is either simply applying for its existing share capital to be traded on AIM or is also offering shares pursuant to a placing but such offer does not constitute an offer to the public under the FSMA.

Please see full Publication below for more information.

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Copyright © 2015 DLA Piper. All rights reserved. | AUG15 | 2973980

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